SEC Form 4 · accession 0001144204-15-034523
Monaker Group, Inc. · MKGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat LaVecchia
Director
Period of report
Sep 10, 2014
Accepted (ET)
May 29, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372183
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Preferred StockF1,F3 | — | Sep 10, 2014 | A | 40,000 | A | — | — | CommonStock | 160,000 | 42,800 | D |
| Series D Preferred StockF2,F3 | — | Oct 30, 2014 | A | 20,000 | A | — | — | Common Stock | 80,000 | 62,800 | D |
Explanation of responses
- F1The reporting person acquired 40,000 shares of Series D Preferred Stock that is convertible at any time, into 160,000 shares, subject to adjustment, of the common stock of the Issuer. Each share of Series D Preferred Stock is convertible into four (4) shares of common stock of the Issuer.
- F2The reporting person acquired 20,000 shares of Series D Preferred Stock that is convertible at any time, into 80,000 shares, subject to adjustment, of the common stock of the Issuer. Each share of Series D Preferred Stock is convertible into four (4) shares of common stock of the Issuer.
- F3Not applicable.