SEC Form 4 · accession 0001209191-18-018984
Great Lakes Dredge & Dock CORP · GLDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David E Simonelli
Officer — President - Dredging Division
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | A | 43,775 | $0.00 | A | 256,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are represented by restricted stock units and vest in three equal annual installments beginning on March 8, 2019.
- F2This filing also adds 4,968 shares of Common Stock acquired under the Company's Employee Stock Purchase Plan ("ESPP"). Under the ESPP, 1,976 shares were acquired on or about 08/31/2017 at a transaction price of $3.44 per share and 2,992 shares were acquired on or about 02/28/2018 at a transaction price of $3.44 per share. The total also subtracts 5,142 shares withheld for payment of taxes on shares recently distributed upon vesting.