SEC Form 4 · accession 0001209191-17-059306
Great Lakes Dredge & Dock CORP · GLDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lasse Petterson
Officer — CEO · Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | A | 98,039 | $5.10 | A | 489,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are represented by restricted stock units granted in accordance with Mr. Petterson's Employment Agreement, dated April 28, 2017; and awarded in accordance with Mr. Petterson's Restricted Stock Unit Award Agreement, dated November 1, 2017. The restricted stock units vest in two equal installments on November 1, 2018 and May 1, 2019 as long as continuously employed as CEO through such vest dates.