SEC Form 4 · accession 0001179110-15-004819
Great Lakes Dredge & Dock CORP · GLDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Simonelli
Officer — President, Dredging Operations
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 10, 2015 | A | 29,465 | $0.00 | A | 127,105 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are represented by restricted stock units. The restricted stock units vest on March 10, 2018.
- F2This filing also adds 1,170 shares of Common Stock acquired under the Company's Employee Stock Purchase Plan ("ESPP"). Under the ESPP, 520 shares were acquired on 08/29/2014 at a transaction price of $6.47 per share and 650 shares were acquired on 2/27/2015 at a transaction price of $5.18 per share. The total also subtracts 4,452 shares withheld for payment of taxes on shares previously distributed upon vesting.