SEC Form 4 · accession 0001209191-15-002706
World Energy Solutions, Inc. · XWES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Sheridan
Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2015 | U | 10,000 | $5.50 | D | 0 | D | |
| Common StockF2 | Jan 5, 2015 | U | 6,149 | $5.50 | D | 0 | I | By Value Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- F2The shares are held through Value Management, LLC of which Ralph Sheridan is the sole owner.