SEC Form 4 · accession 0001209191-15-002687
World Energy Solutions, Inc. · XWES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Danly
Officer — Chief Operating Officer
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371781
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.81 | Jan 5, 2015 | U | 75,000 | D | Sep 17, 2013 | Sep 17, 2019 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- F2Includes 42,187 vested but unexercised shares that will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014 ("Agreement") and 32,813 unvested and unexercised shares that will be converted into Enernoc, Inc. employee stock options (right to buy) upon the closing of the Agreement.