SEC Form 4 · accession 0001104659-17-069711
Information Services Group Inc. · III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kalpana Raina
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 9:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1,F2,F5 | Nov 16, 2017 | S | 5,000 | $4.01 | D | 127,859 | D | |
| Shares of Common StockF1,F3,F5 | Nov 17, 2017 | S | 6,000 | $4.00 | D | 121,859 | D | |
| Shares of Common StockF1,F4,F5 | Nov 20, 2017 | S | 7,000 | $4.04 | D | 114,859 | D | |
| Shares of Common Stock | holding | — | — | — | 157,333 | I | By 252 Solutions LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock.
- F2Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $3.95 to $4.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $3.94 to $4.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $4.02 to $4.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5Excludes 157,333 shares of common stock previously owned directly that were transferred to a wholly-owned limited liability company.