SEC Form 4 · accession 0001104659-17-037457
Information Services Group Inc. · III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Connors
Officer — Chairman & CEO · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common Stock | Jun 1, 2017 | F | 48,248 | $3.89 | D | 4,116,059 | D | |
| Shares of Common Stock | Jun 1, 2017 | A | 192,802 | $0.00 | A | 4,308,861 | D | |
| Shares of Common Stock | Jun 1, 2017 | A | 128,535 | $0.00 | A | 4,437,396 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Represents restricted stock units granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2017.
- F3Represents restricted stock units granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 3 equal installments on each of the first, second and third anniversaries of June 1, 2017.