SEC Form 4 · accession 0001104659-16-125432
Information Services Group Inc. · III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E. Berger
Officer — EVP & CFO
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common Stock | Jun 1, 2016 | A | 73,107 | $0.00 | A | 540,892 | D | |
| Shares of Common Stock | Jun 1, 2016 | F | 9,543 | $3.83 | D | 531,349 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2016.
- F2Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.