SEC Form 4 · accession 0001104659-16-105309
Information Services Group Inc. · III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E. Berger
Officer — EVP & CFO
Period of report
Mar 13, 2016
Accepted (ET)
Mar 15, 2016 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF2 | Mar 13, 2016 | F | 15,576 | $3.70 | D | 499,449 | D | |
| Shares of Common Stock | Mar 15, 2016 | A | 67,560 | $0.00 | A | 567,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Includes 2,265 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.
- F3Represents restricted stock units granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 15, 2017.