SEC Form 4 · accession 0001140361-17-013782
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley J. Wright
Officer — EVP and CFO
Period of report
Mar 28, 2017
Accepted (ET)
Mar 29, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | M | 12,500 | $14.40 | A | 112,953 | D | |
| Common Stock | Mar 28, 2017 | F | 10,804 | $18.30 | D | 102,149 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $14.40 | Mar 28, 2017 | M | 12,500 | D | Apr 27, 2014 | Apr 27, 2018 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1The option became exercisable in full on April 27, 2014, which was the third anniversary of the date on which the option was granted.