SEC Form 4 · accession 0001140361-17-011198
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam J Fishman
Officer — Executive Vice President
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2017 | A | 28,490 | $0.00 | A | 186,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 14,245 restricted stock units (RSUs) awarded to the reporting person, in accordance with the issuer's One-Year Retention and Incentive Plan under its 2006 Long Term Incentive Plan, and 14,245 RSUs awarded to the reporting person in accordance with the issuer's Two-Year Retention and Incentive Plan under its under its 2006 Long Term Incentive Plan. The RSUs will lapse on the one-year and two-year anniversary after the date of the grant, respectively.