SEC Form 4 · accession 0001140361-17-004875
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam J Fishman
Officer — Executive Vice President
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 6, 2017 | F | 8,211 | $14.90 | D | 157,617 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of commons tock underlying the vesting of previously awarded restricted stock units (RSUs).
- F2Includes 1,256 shares of the issuer's common stock purchased on June 30, 2016 at a price of $12.793 per share under the issuer's Employee Stock Purchase Plan.
- F3This includes a non-discretionary reallocation of 222 RSUs made on July 1, 2016, 60 RSUs made on October 3, 2016 and 518 RSUs made on January 3, 2017 to the Reporting Person pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.