SEC Form 4 · accession 0001140361-16-070448
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kraemer
Director
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 17, 2016 | A | 4,988 | $0.00 | A | 38,741 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted as part of annual compensation for serving on the Board of Directors of the Issuer. RSUs vest one year from date of grant and convert to common stock one year from the date the Reporting Person ceases to be on the Board.