SEC Form 4 · accession 0001140361-16-064095
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hendrix
Officer — President and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
May 9, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | L | 11 | $17.834 | A | 259,055 | D | |
| Common StockF2,F4 | May 5, 2016 | A | 43,280 | $0.00 | A | 302,728 | D | |
| Common StockF3 | May 5, 2016 | F | 17,961 | $18.62 | D | 284,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under brokerage dividend reinvestment plan.
- F2Represents shares of the Issuer's common stock in settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program.
- F3Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program.
- F4This includes a non-discretionary reallocation of 393 RSUs made on April 1, 2016 pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.