SEC Form 4 · accession 0001140361-16-064092
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam J Fishman
Officer — Executive Vice President
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | A | 35,955 | $0.00 | A | 183,224 | D | |
| Common StockF2 | May 5, 2016 | F | 19,452 | $18.62 | D | 163,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock in settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program.
- F2Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program.