SEC Form 4 · accession 0001140361-16-052257
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison Leopold Tilley
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | A | 2,500 | $0.00 | A | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $16.52 | Feb 10, 2016 | A | 9,800 | A | Feb 10, 2017 | Feb 10, 2020 | Common Stock | 9,800 | 9,800 | D |
Explanation of responses
- F1Restricted Stock (RS) granted in connection with election to the Board of Directors of the Issuer. RS vests and converts to common stock one year from the date of grant.
- F2Option granted as equity portion of annual compensation in connection with service on the Board of Directors of the Issuer.