SEC Form 4 · accession 0001140361-16-052201
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hendrix
Officer — President and CEO · Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | A | 7,567 | $0.00 | A | 256,544 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units (RSUs) awarded to the reporting person in accordance with the Issuer's 2016 Retention and Incentive Plan under its 2006 Long Term Incentive Plan. The RSUs will, subject to forfeiture restrictions, lapse on the fourth anniversary after the date of the grant.