SEC Form 4 · accession 0001140361-16-051490
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Kiernan
Officer — Chief Accounting Officer
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Feb 8, 2016 | F | 1,013 | $16.28 | D | 7,569 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfactory tax withholding obligations in connection with the delivery of common stock underlying the vesting of previously awarded RSUs.
- F2This includes a non-discretionary reallocation of 87 RSUs on April 1, 2015 and 4 RSUs on October 1, 2015, to the Reporting Person pursuant to the Issuer's 2012 Retention and Incentive Plan under the Issuer's 2006 Long Term Incentive Plan, of which 39 shares have been withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the vesting of such RSUs and are included in the 1013 shares reported in column 4 of this Form 4 report.