SEC Form 4 · accession 0001140361-15-025312
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hendrix
Officer — President and CEO · Director
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | M | 20,000 | $22.44 | A | 287,072 | D | |
| Common Stock | Jun 22, 2015 | F | 19,333 | $23.97 | D | 267,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $22.44 | Jun 22, 2015 | M | 20,000 | D | — | Aug 20, 2015 | FBR & Co. Common Stock | 20,000 | 60,000 | D |
Explanation of responses
- F1The option, representing a right to purchase 80,000 shares, became exercisable in three equal installments beginning on August 20, 2011, which was the third anniversary of the date on which the option was granted.