SEC Form 4 · accession 0001140361-15-016821
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam J Fishman
Officer — Executive Vice President
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Apr 27, 2015 | F | 3,435 | $21.50 | D | 167,548 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the vesting of previously awarded RSUs.
- F2This includes a non-discretionary reallocation of 1743 RSUs made on April 1, 2015 pursuant to the Issuer's 2012 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.