SEC Form 4 · accession 0001140361-15-011193
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Kiernan
Officer — Chief Accounting Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Mar 9, 2015 | F | 386 | $24.12 | D | 8,491 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfactory tax withholding obligations in connection with the delivery of common stock underlying the vesting of previously awarded RSUs.
- F2This includes a non-discretionary reallocation of 157 shares made on July 1, 2014 to the Reporting Person pursuant to the Issuer's 2012 Retention and Incentive Plan under the Issuer's 2006 Long Term Incentive Plan