SEC Form 4 · accession 0001140361-15-004116
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Slosser
Officer — EVP - Head of Investment Banki
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 2, 2015 | F | 1,976 | $22.07 | D | 132,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the vesting of previously awarded Restricted Stock Units ("RSUs")
- F2This includes a non-discretionary reallocation of 2,503 restricted stock units ("RSUs") on July 1, 2014 to the Reporting Person pursuant to the Issuers 2012 Retention and Incentive Plan under the 2006 LTIP.
- F3Pursuant to a domestic relations order, the final 4,688 shares of the RSUs subject to the order that vested have been transferred to his ex-spouse.