SEC Form 4 · accession 0001140361-15-000777
FBR & Co. · FBRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Lloyd
Officer — Executive Vice President
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2015 | F | 1,164 | $23.38 | D | 158,945 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the vesting of previously awarded RSUs.
- F2Includes 947 shares of the Issuers common stock purchased on July 1, 2014 under the Issuer's Employees Stock Purchase Plan. Also includes a non-discretionary reallocation of 3,130 RSUs made on July 1, 2014 to the Reporting Person pursuant to the Issuers 2012 Retention and Incentive Plan under the Issuers 2006 Long Term Incentive Plan.