SEC Form 4 · accession 0001371285-19-000075
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Houk
Officer — Chief Member Exper. Officer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 4,878 | $0.00 | A | 20,378 | D | |
| Common StockF1 | Feb 25, 2019 | F | 1,177 | $0.00 | D | 19,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2 | $29.93 | Feb 22, 2019 | A | 19,966 | A | — | Feb 25, 2023 | Common Stock | 19,966 | 19,966 | D |
| Restricted Stock Unit (RSU)F3 | $28.01 | Feb 25, 2019 | M | 4,878 | D | — | Feb 25, 2022 | Common Stock | 4,878 | 14,634 | D |
Explanation of responses
- F1This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
- F2The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- F3The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.