SEC Form 4 · accession 0001371285-18-000196
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Hays Lindsley
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | M | 663 | $0.00 | A | 1,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2 | $28.01 | Sep 30, 2018 | M | 663 | D | — | Dec 31, 2018 | Restricted Stock Unit (RSU) | 663 | 663 | D |
Explanation of responses
- F1The RSU converts into common stock on a one-for-one basis.
- F2The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.