SEC Form 4/A · accession 0001371285-18-000174
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robin A Ferracone
Director
Period of report
Jun 30, 2018
Accepted (ET)
Aug 21, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2018 | M | 751 | $0.00 | A | 1,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2,F3 | $28.01 | Jun 30, 2018 | M | 751 | D | — | Dec 31, 2018 | Common Stock | 751 | 1,503 | D |
Explanation of responses
- F1The RSU converts into common stock on a one-for-one basis.
- F2On July 3, 2018, the reporting person mistakenly filed a duplicate Form 4 that reported the vesting of 751 shares of common stock upon vesting of restricted stock units that did not in fact occur, which resulted in clerical error in the number of shares held following the reported transaction. This amendment corrects this error. As of July 3, 2018, the reporting person owned 1,501 shares of common stock and restricted stock units to acquire 1,503 shares of common stock.
- F3The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.