SEC Form 4/A · accession 0001371285-18-000173
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dan Levitan
Director · 10% Owner
Period of report
Jun 30, 2018
Accepted (ET)
Aug 21, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2018 | M | 663 | $0.00 | A | 99,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3 | $28.01 | Jun 30, 2018 | M | 663 | D | — | Dec 31, 2018 | Common Stock | 663 | 1,326 | D |
Explanation of responses
- F1The RSU converts into common stock on a one-for-one basis.
- F2This amendment to Form 4 is being filed solely to correct a clerical error in the number of shares held following the reported transaction. As of July 3, 2018, the reporting person owned 99,310 shares of common stock following the vesting of 663 shares of common stock. All other information remains the same.
- F3The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.