SEC Form 4 · accession 0001371285-17-000122
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asher Bearman
Officer — Chief Administrative Officer
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | M | 5,000 | $4.77 | A | 9,039 | D | |
| Common Stock | Aug 9, 2017 | S | 5,000 | $22.85 | D | 4,039 | D | |
| Common Stock | Aug 9, 2017 | M | 1,600 | $4.77 | A | 5,639 | D | |
| Common Stock | Aug 9, 2017 | S | 1,600 | $22.90 | D | 4,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.77 | Aug 9, 2017 | M | 6,600 | D | — | Aug 2, 2023 | Common Stock | 6,600 | 123,821 | D |
Explanation of responses
- F1The option vested as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.