SEC Form 4 · accession 0001371285-17-000048
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Tooth
Officer — Chief Marketing Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | M | 3,000 | $4.80 | A | 3,002 | D | |
| Common Stock | Feb 28, 2017 | S | 3,000 | $15.582 | D | 2 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.80 | Feb 28, 2017 | M | 3,000 | D | — | Nov 7, 2023 | Common Stock | 3,000 | 15,800 | D |
Explanation of responses
- F1The option vests as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.