SEC Form 4 · accession 0001371285-17-000046
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asher Bearman
Officer — Chief Administrative Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 295 | $4.77 | A | 4,334 | D | |
| Common Stock | Feb 24, 2017 | S | 295 | $16.28 | D | 4,039 | D | |
| Common Stock | Feb 27, 2017 | M | 905 | $4.77 | A | 4,944 | D | |
| Common Stock | Feb 27, 2017 | S | 905 | $16.28 | D | 4,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.77 | Feb 24, 2017 | M | 295 | D | — | Aug 2, 2023 | Common Stock | 295 | 131,326 | D |
| Stock Option (right to buy)F1 | $4.77 | Feb 27, 2017 | M | 905 | D | — | Aug 2, 2023 | Common Stock | 905 | 130,421 | D |
Explanation of responses
- F1The option vests as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject tothe reporting person's provision of service to the issuer on each vesting date.