SEC Form 4 · accession 0001371285-17-000043
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Moffat
Officer — Chief Operating Officer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 20,000 | $4.05 | A | 20,000 | D | |
| Common Stock | Feb 23, 2017 | S | 20,000 | $16.05 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.05 | Feb 23, 2017 | M | 20,000 | D | Oct 1, 2013 | Feb 4, 2023 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option vests as to 25% of the total shares on October 1, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 1, 2016, subject to the reporting person's provision of service to the issuer on each vesting date.