SEC Form 4 · accession 0001371285-17-000039
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin A Ferracone
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2017 | P | 6,200 | $16.1888 | A | 34,306 | I | By Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $16.06 | Feb 21, 2017 | A | 18,608 | A | — | Feb 21, 2027 | Common Stock | 18,608 | 18,608 | D |
Explanation of responses
- F1The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.165 to $16.228 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Shares held of record by Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.
- F3The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.