SEC Form 4 · accession 0001371285-16-000251
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard E Rubin
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | S | 8,706 | $17.00 | D | 41,294 | D | |
| Common StockF1 | Nov 23, 2016 | S | 5,000 | $17.00 | D | 36,294 | D | |
| Common StockF2 | Nov 23, 2016 | S | 200 | $17.055 | D | 36,094 | D | |
| Common StockF3 | Nov 23, 2016 | S | 4,800 | $17.0128 | D | 31,294 | D | |
| Common StockF4 | Nov 23, 2016 | S | 1,294 | $17.10 | D | 30,000 | D | |
| Common StockF5 | Nov 23, 2016 | S | 249 | $17.1204 | D | 29,751 | D | |
| Common StockF6 | Nov 23, 2016 | S | 500 | $17.05 | D | 29,251 | D | |
| Common StockF7 | Nov 23, 2016 | S | 500 | $17.02 | D | 28,751 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (1).
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.025 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.10 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (4).
- F5The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.12 to $17.121 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
- F6The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.05 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (6).
- F7The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.02 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (7).