SEC Form 4 · accession 0001371285-16-000187
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Tooth
Officer — Chief Marketing Officer
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | M | 1,200 | $4.80 | A | 1,900 | D | |
| Common Stock | May 31, 2016 | S | 1,200 | $14.8738 | D | 700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.80 | May 31, 2016 | M | 1,200 | D | — | Nov 7, 2023 | Common Stock | 1,200 | 18,800 | D |
Explanation of responses
- F1The option vests as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.