SEC Form 4 · accession 0001144204-18-048162
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Levitan
Director
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 31, 2018 | J | 211,947 | $0.00 | D | 1,105,164 | I | See footnote |
| Common StockF3 | Aug 31, 2018 | J | 2,119 | $0.00 | A | 5,848 | I | See footnote |
| Common StockF5 | Aug 31, 2018 | J | 29,061 | $0.00 | D | 151,533 | I | See footnote |
| Common StockF7 | Aug 31, 2018 | J | 8,992 | $0.00 | D | 46,889 | I | See footnote |
| Common StockF8 | Aug 31, 2018 | J | 90 | $0.00 | A | 5,938 | I | See footnote |
| Common StockF10 | Aug 31, 2018 | J | 1,277 | $0.00 | D | 4,661 | I | See footnote |
| Common StockF12 | Aug 31, 2018 | J | 109 | $0.00 | A | 4,267 | I | See footnote |
| Common Stock | Aug 31, 2018 | J | 4,577 | $0.00 | A | 103,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 211,947 shares of common stock of the issuer to its partners on August 31, 2018.
- F10Shares owned directly by Maveron GP.
- F11Shares acquired by Maveron LLC in connection with the distribution of such shares to the partners of Maveron Associates.
- F12Shares are owned directly by Maveron LLC. The reporting person is a member of Maveron LLC, and may be deemed to share voting and investment power over the securities held by Maveron LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F13Shares acquired by the reporting person in connection with the distribution of such shares to the partners of Maveron Associates.
- F2Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4MEP Associates III, L.P. ("Maveron Associates") made pro rata distributions for no consideration of 29,061 shares of common stock of the issuer to its partners on August 31, 2018.
- F5Shares are owned directly by Maveron Associates. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Associates, and may be deemed to share voting and investment power over the securities held by Maveron Associates. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F6Maveron III Entrepreneurs Fund, L.P. ("Maveron Entrepreneurs") made pro rata distributions for no consideration of 8,992 shares of common stock of the issuer to its partners on August 31, 2018.
- F7Shares are owned directly by Maveron Entrepreneurs. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron GP, which is the general partner of Maveron Entrepreneurs, and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F8Shares acquired and owned directly by Maveron GP in connection with the distribution of such shares to the partners of Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F9Maveron GP distributed for no consideration of 1,277 shares of common stock of the issuer to its members on August 31, 2018.