SEC Form 4 · accession 0001209191-16-118156
ReShape Lifesciences Inc. · RSLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bobby Ivan Griffin
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option (Right to Buy)F2 | $0.75 | May 4, 2016 | A | 3,000 | A | May 4, 2016 | May 4, 2026 | Common Stock | 3,000 | 3,000 | D |
| Director Option (right to buy)F1,F2 | $171.90 | holding | — | — | — | Sep 21, 2007 | Sep 29, 2016 | Common Stock | 610 | 610 | D |
| Director Option (right to buy)F1,F2 | $171.90 | holding | — | — | — | Sep 29, 2007 | Sep 29, 2016 | Common Stock | 1,221 | 1,221 | D |
| Director Option (right to buy)F1,F2 | $720.15 | holding | — | — | — | Mar 25, 2008 | Mar 25, 2018 | Common Stock | 277 | 277 | D |
| Director Option (right to buy)F1,F2 | $173.70 | holding | — | — | — | May 5, 2009 | May 5, 2019 | Common Stock | 111 | 111 | D |
| Director Option (right to buy)F1,F2 | $37.80 | holding | — | — | — | May 6, 2010 | May 6, 2020 | Common Stock | 111 | 111 | D |
| Director Option (right to buy)F1,F2 | $39.45 | holding | — | — | — | May 5, 2011 | May 5, 2021 | Common stock | 666 | 666 | D |
| Director Option (right to buy)F1,F2 | $41.55 | holding | — | — | — | May 9, 2012 | May 9, 2022 | Common Stock | 666 | 666 | D |
| Director Option (right to buy)F1,F2 | $13.20 | holding | — | — | — | May 8, 2013 | May 8, 2023 | Common Stock | 666 | 666 | D |
| Director Option (right to buy)F1,F2 | $27.60 | holding | — | — | — | May 7, 2014 | May 7, 2024 | Common Stock | 1,666 | 1,666 | D |
| Director Option (right to buy)F1,F2 | $16.80 | holding | — | — | — | May 6, 2015 | May 6, 2025 | Common Stock | 1,666 | 1,666 | D |
| Director Option (right to buy)F1,F3 | $16.80 | holding | — | — | — | Jun 6, 2015 | May 6, 2025 | Common Stock | 1,666 | 1,666 | D |
Explanation of responses
- F1On January 6, 2016, EnteroMedics Inc. effected a 1-for-15 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split.
- F2Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
- F3Vests in cumulative installments of 1/12th per month beginning the date shown.
Remarks
THIS FILING REFLECTS THE POST SPLIT NUMBERS OF ALL SHARES, OPTIONS AND SIMILAR INSTRUMENTS HELD BY THE REPORTING PERSON AS PREVIOUSLY REPORTED.