SEC Form 4 · accession 0001543047-16-000049
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel T Smith
Officer — Sr. VP Organization & Adm.
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value Common | Aug 8, 2016 | M | 1,700 | $33.96 | A | 60,675 | D | |
| $.01 Par Value CommonF1 | Aug 8, 2016 | S | 9,376 | $54.11 | D | 51,299 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to purchase) | $33.96 | Aug 8, 2016 | M | 1,700 | D | Feb 2, 2015 | Feb 2, 2021 | $.01 Par Value Common | 1,700 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.19, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in theis footnote.