SEC Form 4 · accession 0001543047-16-000030
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel T Smith
Officer — Sr. VP Organization & Adm.
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1 | Jul 29, 2016 | M | 400 | $33.96 | A | 59,306 | D | |
| $.01 Par Value CommonF1 | Jul 29, 2016 | S | 400 | $54.00 | D | 58,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to purchase) | $33.96 | Jul 29, 2016 | M | 400 | D | Feb 2, 2015 | Feb 2, 2021 | $.01 Par Value Common | 400 | 16,700 | D |
Explanation of responses
- F1The total amount of holdings reflects an acquisition on May 31, 2016 of 259 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c).