SEC Form 4 · accession 0001370946-15-000040
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J. Schmidt
Officer — Vice President, Controller
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value Common (ESPP)F1 | May 30, 2014 | A | 451 | $32.99 | A | 12,395 | D | |
| $.01 Par Value Common (ESPP)F2 | Nov 28, 2014 | A | 180 | $29.61 | A | 12,575 | D | |
| $.01 Par Value CommonF3 | Feb 2, 2015 | F | 647 | $39.57 | D | 11,928 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Owens Corning Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period December 1, 2013 through May 30, 2014. This transaction is also exempt under Rule 16b-3(c).
- F2The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Owens Corning Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period June 2, 2014 through November 28, 2014. This transaction is also exempt under Rule 16b-3(c).
- F3Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.