SEC Form 4 · accession 0001370946-15-000030
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel T Smith
Officer — Sr. VP Organization & Adm.
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value Common (ESPP)F1 | Nov 28, 2014 | A | 327 | $29.61 | A | 50,355 | D | |
| $.01 Par Value CommonF2 | Jan 20, 2015 | A | 86 | $0.00 | A | 50,441 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Owens Corning Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period June 2, 2014 through November 28, 2014. This transaction is also exempt under Rule 16b-3(c).
- F2Additional shares reflect the reinvestment of dividends, or dividend equivalents.