SEC Form 4 · accession 0001209191-18-006878
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Schmidt
Officer — Vice President and Controller
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1,F2 | Jan 31, 2018 | A | 1,600 | $0.00 | A | 10,624 | D | |
| $.01 Par Value CommonF3,F2 | Jan 31, 2018 | A | 7,250 | $0.00 | A | 17,874 | D | |
| $.01 Par Value CommonF4,F2 | Feb 1, 2018 | F | 2,470 | $92.11 | D | 15,404 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program.
- F2The total amount of holdings reflects an acquisition on 11/30/2017 of 190 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c).
- F3Awarded in connection with the settlement of performance share units for the three-year performance cycle ended December 31, 2017.
- F4Shares automatically withheld upon vesting of restricted stock and settlement of Performance Share Units to satisfy tax withholding obligations.