SEC Form 4 · accession 0001209191-18-004617
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Philip Handy
Director
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1 | Jan 17, 2018 | A | 145 | $0.00 | A | 65,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Jan 17, 2018 | A | 6 | A | — | — | $.01 Par Value Common | 6 | 2,571 | D |
Explanation of responses
- F1Additional shares reflect the reinvestment of dividends or dividend equivalents.
- F2Each share of phantom stock is the economic equivalent of one share of Issuer common stock.
- F3Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation, based on Reporting Person's election.