SEC Form 4 · accession 0001209191-17-040470
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnaud Genis
Officer — President, Composites
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value Common | Jun 14, 2017 | M | 4,950 | $42.16 | A | 80,143 | D | |
| $.01 Par Value Common | Jun 14, 2017 | M | 5,775 | $37.65 | A | 85,918 | D | |
| $.01 Par Value CommonF1 | Jun 14, 2017 | S | 21,544 | $65.44 | D | 64,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to purchase) | $42.16 | Jun 14, 2017 | M | 4,950 | D | Feb 6, 2017 | Feb 6, 2023 | $.01 Par Value Common | 4,950 | 0 | D |
| Option (right to purchase) | $37.65 | Jun 14, 2017 | M | 5,775 | D | Feb 5, 2017 | Feb 5, 2024 | $.01 Par Value Common | 5,775 | 5,775 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.14- $65.69, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.