SEC Form 4 · accession 0001209191-17-010645
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J McMonagle
Director
Period of report
Jul 29, 2014
Accepted (ET)
Feb 14, 2017 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1 | Jul 29, 2014 | P | 89 | $35.37 | A | 50,881 | D | |
| $.01 Par Value CommonF1 | Jul 29, 2014 | P | 27 | $35.22 | A | 50,908 | D | |
| $.01 Par Value CommonF1 | Nov 4, 2014 | P | 128 | $32.07 | A | 51,036 | D | |
| $.01 Par Value CommonF1,F2 | Jan 20, 2015 | P | 109 | $37.78 | A | 51,145 | D | |
| $.01 Par Value CommonF1 | Apr 2, 2015 | P | 104 | $42.21 | A | 51,249 | D | |
| $.01 Par Value CommonF1 | Aug 4, 2015 | P | 80 | $44.71 | A | 51,329 | D | |
| $.01 Par Value CommonF1 | Nov 3, 2015 | P | 78 | $45.78 | A | 51,407 | D | |
| $.01 Par Value CommonF1 | Jan 19, 2016 | P | 82 | $42.80 | A | 51,490 | D | |
| $.01 Par Value CommonF1,F3 | Apr 4, 2016 | P | 78 | $47.63 | A | 51,568 | D | |
| $.01 Par Value CommonF1 | Aug 2, 2016 | P | 50 | $54.13 | A | 51,618 | D | |
| $.01 Par Value CommonF1,F4,F5 | Nov 2, 2016 | P | 21 | $48.8019 | A | 51,639 | D | |
| $.01 Par Value CommonF6 | Feb 10, 2017 | A | 577 | $0.00 | A | 52,216 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares purchased through broker-administered dividend reinvestments previously unreported due to inadequate notice from the brokers.
- F2The Reporting Person's purchase of these shares was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"), to the extent of 109.169 shares, with the Reporting Person's sale of 109.169 shares at a price of $40.20 per share on May 21, 2015. The Reporting Person has paid the Issuer by check $264.19, representing the full amount of the profit deemed realized in connection with the short-swing transaction.
- F3The Reporting Person's purchase of these shares was matchable under Section 16(b) to the extent of 78.384 shares, with the Reporting Person's sale of 78.384 shares at a price of $53.90 per share on August 8, 2016. The Reporting Person has paid the Issuer by check $491.47, representing the full amount of the profit deemed realized in connection with the short-swing transaction.
- F4The Reporting Person's purchase of these shares was matchable under Section 16(b) to the extent of 21.068 shares, with the Reporting Person's sale of 21.068 shares at a price of $53.90 per share on August 8, 2016. The Reporting Person has paid the Issuer by check $107.41, representing the full amount of the profit deemed realized in connection with the short-swing transaction.
- F5The total amount does not include 0.483 fractional shares that were cashed out during a previous transaction.
- F6Deferred share portion of fourth quarter 2016 quarterly Director retainer/fees.