SEC Form 4 · accession 0001209191-17-007642
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Schmidt
Officer — Vice President and Controller
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1,F2 | Feb 1, 2017 | A | 2,500 | $0.00 | A | 11,959 | D | |
| $.01 Par Value CommonF3,F2 | Feb 1, 2017 | A | 1,848 | $0.00 | A | 13,807 | D | |
| $.01 Par Value CommonF2 | Feb 2, 2017 | F | 684 | $54.86 | D | 13,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program.
- F2The total amount of holdings reflects an acquisition on 11/30/2016 of 225 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c).
- F3Awarded in connection with the settlement of performance share units for the three-year performance cycle ended December 31, 2016.