SEC Form 4 · accession 0001209191-15-064744
FireEye, Inc. · FEYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E F Codd
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 4,000 | $2.48 | A | 15,116 | D | |
| Common StockF2 | Aug 5, 2015 | S | 2,358 | $44.3064 | D | 12,758 | D | |
| Common StockF3 | Aug 5, 2015 | S | 1,642 | $45.1496 | D | 11,116 | D | |
| Common StockF4 | holding | — | — | — | 98,119 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $2.48 | Aug 5, 2015 | M | 4,000 | D | Sep 12, 2012 | Sep 11, 2022 | Common Stock | 4,000 | 118,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.68 to $44.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.79 to $45.69, inclusive.
- F4Shares held of record by the Codd Revocable Trust Dtd March 6, 1998, for which the Reporting Person serves as a trustee.
- F5One-fourth (1/4) of the shares subject to the option vested on July 28, 2013 and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date.