SEC Form 4 · accession 0001209191-15-040741
FireEye, Inc. · FEYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Lentz
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 35,000 | $0.07 | A | 41,295 | D | |
| Common StockF2 | May 6, 2015 | S | 33,300 | $40.0906 | D | 7,995 | D | |
| Common StockF3 | May 6, 2015 | S | 1,700 | $40.7794 | D | 6,295 | D | |
| Common Stock | May 7, 2015 | M | 27,958 | $0.07 | A | 34,253 | D | |
| Common StockF4 | May 7, 2015 | S | 27,958 | $40.3878 | D | 6,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $0.07 | May 6, 2015 | M | 35,000 | D | Mar 16, 2010 | Mar 15, 2020 | Common Stock | 35,000 | 250,466 | D |
| Stock Option (right to buy)F5 | $0.07 | May 7, 2015 | M | 27,958 | D | Mar 16, 2010 | Mar 15, 2020 | Common Stock | 27,958 | 222,508 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 19, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.48 to $40.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.51 to $40.99, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.06 to $40.68, inclusive.
- F5One forty-eighth (1/48) of the shares subject to the option will vest monthly, provided that the Reporting Person continues to serve through each vesting date.