SEC Form 4 · accession 0001306873-16-000011
BlackRock TCP Capital Corp. · TCPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Levkowitz
Officer — CEO · Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 22, 2016 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2016 | P | 5,000 | $12.8736 | A | 89,841 | D | |
| Common StockF2 | holding | — | — | — | 30,000 | I | Footnote | |
| Common StockF3 | holding | — | — | — | 13,000 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has not disposed of any shares of common stock. The reporting person's prior Form 4 filings aggregated indirect and direct holdings in the total direct holdings row. This filing reflects the correct direct and indirect holdings.
- F2As UTMA custodian for minor children.
- F3Elayne Levkowitz IRA