SEC Form 4 · accession 0001144204-15-066261
BlackRock TCP Capital Corp. · TCPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Levkowitz
Officer — Chairman & CEO · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 8:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | P | 100 | $15.15 | A | 5,100 | I | See footnote |
| Common StockF1 | Nov 16, 2015 | P | 798 | $15.20 | A | 5,898 | I | See footnote |
| Common StockF1 | Nov 16, 2015 | P | 4,102 | $15.2671 | A | 10,000 | I | See footnote |
| Common StockF2 | holding | — | — | — | 30,000 | I | See footnote | |
| Common Stock | holding | — | — | — | 124,347 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Elayne Levkowitz IRA.
- F2As UTMA custodian for minor children.